Penalty for failure to segregate securities or moneys of client or clients.

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..... failure to segregate securities or moneys of client or clients. 23D. If any person, who is registered under section 12 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) as a st .....

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..... 2-10-2004. 2 Substituted for the words liable to a penalty not exceeding one crore rupees by the Securities Laws (Amendment) Act, 2014, w.e.f 08-09-2014. - - statute, statutory provisions leg .....

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