9911796707
TMI BlogSecurities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000X X X X Extracts X X X X X X X X Extracts X X X X ..... Hence forth, all applicants desiring to seek registration/renewal to act as Debenture Trustees are required to apply as per the amended Form A of the SEBI (Debenture Trustees)(Amendment) Regulations, 2000. Please find enclosed a copy of the government gazette. Please acknowledge the recipt. Yours faithfully, P.R. RAMESH Division Chief SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 17th February, 2000 SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEE)(AMENDMENT) REGULATIONS, 2000 S.O. 135(E) In exercise of the powers conferred by sub-section (1) of Section 30 of the Securities and Exchange Board of India, Act, 1992 (15 of 1992) the Board hereby makes the following regulation ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... t for correspondence Pin code : Telephone No : Telex No : Fax No : Email : Name of the Compliance officer: Designation Telephone 1.4 Address of branch offices (in India) of the applicant, if any : 1.5 Whether any other application under Securities and Exchange Board of India Act, 1992 has been made for grant of certificate, if so, details thereof: 1.5 (a) Whether the applicant or its Director/s or partner/s is a partner or proprietor or promoter/s or director/s in any of its associate/group company /concern or any company/concern which is also registered with SEBI under any of its Regulations, and if so, details thereof; Name of the company/ Concern Category registered , ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ent of area and ownership details available). 3.2 Office Equipment (mention the details of electronic office equipment, typewriters, telecommunication equipment, Furniture Fixtures, other communication facilities etc.) (For point no. 3.1 and 3.2, please mention the infrastructure for debenture trustee activity separately) 4. BUSINESS PLAN (FOR THREE YEARS) a) History, Major achievements and present activity 5. FINANCIAL INFORMATION 5.1. Capital Structure (Rs. In lakhs) Year prior to the preceeding year of current year Preceeding year Current year (a) Paid-up capital ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... lities for redressal of investor grievances. (Furnish number and type of complaints received, follow-up with the Companies, average time taken in resolving the complaints and over-all system of handling complaints,). 7.4 Details of any personnel experienced in the activity of debenture trusteeship. 8. EXPERIENCE: 8.1 Experience as debenture trustee (Name of the body corporate, on whose behalf the applicant has acted as debenture trustee, particulars of debenture issue, size of debenture issue, when trust deed is signed, remuneration/fee received.) 8.2 Details where applicant has resigned as Debenture Trustee or have discharged therefrom, give full details and reasons therefore. 8.3 In case of resignation or discharge ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ny offense involving moral turpitude or been found guilty of any economic offense (including those concerned with the securities market), (b) no person directly or indirectly connected with the applicant has applied or been granted registration by the Securities and exchange Board of India to act as Debenture Trustee. For and on behalf of NAME OF THE APPLICANT NAME OF THE APPLICANT Place Place Date Date ADDITIONAL INFORMATION SHEET (in case of application for renewal of registration) 1. Whether the applicant has complied with the terms and conditions mentioned in the registration letter? 2. Whether ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... te for end-use of funds for all public/rights issues. 10. Investor grievances relating to the debentures of companies for which the applicant acted as debenture trustees. 11. Investor grievances relating to the debentures of companies for which the applicant acted as debenture trustees. [F.No.SEBI/LE/3032/2000] D.R. MEHTA, Chairman Foot Note : 1. The principal Regulation was notified in the Gazette of India on December 29, 1993 vide S.O. No. SEBI/LE/12/93. 2. Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993 was subsequently amended. a. on January 5, 1998 by the Securiites and Exchange Board of India (Debenture Trustees)(Amendment) Regulations, 1998 vide S.O. No.16(E) b. on Septem ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
