Relaxation in timelines for compliance with regulatory requirements

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..... er provided relaxations in timelines for compliance with various regulatory requirements by the trading members / clearing members / depository participants, vide circular nos. SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020 , SEBI/HO/MIRSD/DOP/CIR/P/2020/62 dated April 16, 2020 , SEBI/HO/MIRSD/DOP/CIR/P/2020/68 dated April 21, 2020 and SEBI/HO/MIRSD/DOP/CIR/P/2020/72 dated April 24, 2020 . 2. Later, vide circular nos. SEBI/HO/MIRSD/DOP/CIR/P/2020/82 dated May 15, 2020, SEBI/HO/MIRSD/DOP/CIR/P/2020/101 dated June 19, 2020 , SEBI/HO/MIRSD/DOP/CIR/P/2020/112 dated June 30, 2020 , SEBI/HO/MIRSD/DOP/CIR/P/2020/141 dated July 29, 2020, SEBI/HO/MIRSD/DOP/CIR/P/2020/142 dated July 29, 2020 , SEBI/HO/MIRSD/DOP/CIR/P/2020/191 da .....

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..... 4. Submission of Internal Audit Report for HYE March-2021 Till July 31, 2021 5. Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2021 Till July 31, 2021 6. Net worth certificate for all members for HYE March 2021. Till July 31, 2021 7. Reporting of Risk based supervision Till July 31, 2021 8. Risk Assessment Template Till July 31, 2021 9. Reporting for Artificial Intelligence (AI) and Machine Learning (ML) applications .....

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..... 2. Redressal of investor grievances During period from April 01, 2021 to June 30, 2021 timeline permitted for redressal of grievances extended to 30 days. 3. Closure of demat account During period from April 01, 2021 to June 30, 2021 may be excluded in timelines of 30 days provided no charges shall be levied for the period after receipt of closure request. 4. Processing of the demat requests During period from April 01, 2021 to July 31, 2021 timeline of 15 days 4. Stock Exchanges / Clearing Corporations and Depositories are directed to bring the provisions of this circul .....

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