Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians

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..... ignated Depository Participants (DDPs) and Custodians 1. SEBI has reviewed various reports submitted by DDPs and Custodians in order to have uniform compliance standards, for ease of compliance reporting and for regulatory purposes. 2. In terms of Regulation 31(4) of SEBI (Foreign Portfolio Investors) Regulations, 2019 , and Regulation 20 of the SEBI (Custodian) Regulations, 1996 rea .....

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..... of the systems, procedures controls of the Custodian by an expert under Regulation 14 (2) of Custodian Regulations read with Clause 8 of Chapter IV of the Master Circular for Custodians. III. Audited Annual report along with Net worth certificate under Clause 7 of Chapter IV of the Master Circular for Custodians IV. AI .....

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..... s under circular dated August 24, 2023 X. Details of FPIs granted exemption under circular dated August 24, 2023 XI. Change in material information where there is a delay of 6 months as provided under Clause 14(iii) of Part A of the Master Circular for FPIs and DDPs Monthly XII. .....

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..... ion by FPI by email to [email protected]. Timelines for submission of reports 6. These reports shall be submitted by DDPs and Custodians on the SI portal on monthly, quarterly, half yearly and annual basis as specified. The monthly and quarterly reports shall be uploaded within 15 calendar days from the end of each month and quarter, respectively. The other reports shall be uploaded as .....

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