SEBI Notifications For the year 2004

Showing 1 to 20 of 46 Records

SEBI
No. S.O. No.28(E) - SEBI/LAD/DOP/30057/2004 - Dated: 31-12-2004 - SEBI
Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) (Amendment) Regulations, 2005
No. S.O. No.6(E) - SEBI/LE/29503/2004 - Dated: 30-12-2004 - SEBI
Extending the Period of Supersession of the Governing Board of the Uttar Pradesh Stock Exchange Association Limited. The Vadodara Stock Exchange Ltd. shall not commence trading unless the suggestions/observations made in the inspection report and communicated to the Exchange.
No. S.O. No.1430(E) - SEBI/LE/29081/2004 - Dated: 30-12-2004 - SEBI
Extension of the tenure of Shri Jai Prakash Verms, IPS (Retd.) as an Administrator to exercise and perform all the powers and duties of the Council of Management.
No. F. No. 5/57/CM/2002-S.O. 1371(E) - Dated: 14-12-2004 - SEBI
Central Government appoints Shri Madhukar as whole time Member of the Securities and Exchange Board of India
No. F. No. 5/57/CM/2002-S.O. 1370(E) - Dated: 14-12-2004 - SEBI
Central Government appoints Shri G. Anantharaman as whole time Member of the Securities and Exchange Board of India
No. S.O. No.1354(E) - SEBI/LE/27030/2004 - Dated: 6-12-2004 - SEBI
Renewal of recognition to Magadh Stock Exchange Association, Patna.
No. S.O. 1313(E) - SEBI/LE/26450/04 - Dated: 30-11-2004 - SEBI
Extending the period of Supersession of the Committee of the Calcutta Stock Exchange Association Ltd.
No. F. No. 5/16/CM/2004-S.O. 1314(E) - Dated: 23-11-2004 - SEBI
Securities and Exchange Board of India (Debenture Trustee) (Amendment) Rules, 2004.
No. S.O. No.1273(E) - SEBI/MIRSD/DOR-I/151104/2004 - Dated: 16-11-2004 - SEBI
Extension of Regularisation period referred to in Securities and Exchange Board of India (Interest Liability Regularisation) Scheme, 2004
No. S.O. No.1274(E) - SEBI/LE/25355/2004 - Dated: 8-11-2004 - SEBI
Renewal of recognition to Inter-connected Stock Exchange of India Limited, Mumbai.
No. S.O. No.1253(E) - SEBI/LE/25354/2004 - Dated: 8-11-2004 - SEBI
Renewal of recognition to Cochin Stock Exchange Limited, Cochin
No. S.O. No.1077(E) - SEBI/LAD/DOP/281004/2004 - Dated: 28-9-2004 - SEBI
Specified investors to obtain unique identification numbers - Specified investors.
No. S.O. No.1025(E) - SEBI/LE/21059/04 - Dated: 21-9-2004 - SEBI
Notification under section 11(3) of the Securities Contracts (Regulation) Act, 1956 for extending the period of supersession of the Governing Board of Ahmedabad Stock Exchange
No. S.O. No.940(E) - SEBI/LE/17963/2004 - Dated: 17-9-2004 - SEBI
Renewal of recognition to OTC Exchange of India
No. S.O. No.997(E) - SEBI/LAD/DOP/19536/2004 - Dated: 2-9-2004 - SEBI
Securities And Exchange Board Of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) (Second Amendment) Regulations, 2004.
No. S.O.No.971(E) - SEBI/LE/19048/2004 - Dated: 31-8-2004 - SEBI
Refusal to Grant Renewal of Recognition to Mangalore Stock Exchange.
No. S.O. No.982(E) - SEBI/LAD/DOP/18665/2004 - Dated: 30-8-2004 - SEBI
Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) (Amendment) Regulations, 2004.
No. S.O. No.961(E) - SEBI/LE/18632/04 - Dated: 30-8-2004 - SEBI
Renewal of recognition to Coimbatore Stock Exchange Limited, Coimbatore.
No. S.O. No.954(E) - SEBI/LAD/DOP/17959/2004 - Dated: 17-8-2004 - SEBI
Notification under the Sub-regulation(1) of the Regulation 5A of the Securities and Exchange Board of India (Central Database of Market Participations) Regulations, 2003 - Power of Board to extend time in respect of related persons.
No. S.O. No.939(E) - SEBI/LE/17855/04 - Dated: 17-8-2004 - SEBI
Renewal of recognition to Pune Stock Exchange Limited