Securities and Exchange Board of India (Research Analysts) Regulations, 2014 - SEBI

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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Research Analysts) Regulations, 2014 This
Securities and Exchange Board of India (Research Analysts) Regulations, 2014 - SEBI
Securities and Exchange Board of India (Research Analysts) Regulations, 2014
Chapter	Chapter Name
Chapter I	PRELIMINARY

Chapter II	REGISTRATION OF RESEARCH ANALYSTS

Chapter III	MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS

Chapter IV	INSPECTION

Chapter V	PROCEDURE FOR ACTION IN CASE OF DEFAULT

Chapter V-A	POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS

Chapter VI	MISCELLANEOUS

	SCHEDULE

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