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SEBI

Home Acts & Rules SEBI Old-Provisions Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 Chapter VI = GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Chapter: VI
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS
Regulation 32 : Obligations and responsibilities of designated depository participants
Regulation 33 : Maintenance of proper books of accounts, records and documents
Regulation 34 : Appointment of compliance officer
Regulation 35 : Information to the Board/Reserve Bank of India
Regulation 36 : Investment advice in publicly accessible media.
 

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