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Home Acts & Rules SEBI Regulation Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018 Schedules Sch = SCHEDULE Chapters List This
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SCHEDULE - Securities And Exchange Board of India (Issue Of Capital And Disclosure Requirements) Regulations, 2018 |
SCHEDULE |
Schedule - 01
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Lead managers’ inter-se allocation of responsibilities [See regulations 23(2), 69(2), 121(2), 184(2) and 245(2)]
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Schedule - 02
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Contents of agreement between lead manager(s) and issuer [See regulations 23(5), 69(5), 71(2), 121(5), 184 (1) and 245(5)]
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Schedule - 03
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Fees to be paid along with draft offer document/ draft letter of offer or offer document [See regulations 25(1), 25(6), 59c (1), 59e (2), 59e (3), 71(1), 71(6), 100(1), 123(1), 123(6), 156(1), 186(5), 220(1), 287(1) and 288(1)]
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Schedule - 04
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Filing of offer documents with the board [See regulations: 25(1), 59c (1), 71(1), 123(1), 186(1)]
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Schedule - 05
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Formats of due diligence certificates
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Schedule - 06
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Disclosures in the offer document, abridged prospectus and abridged letter of offer [See regulations 17, 24(2)(b), 34(1), 57(1)(f), 70(2), 71(2)(d), 75, 122(2)(ii), 123(2)(d), 131(1), 153(1)(f), 186(3)(d), 218(2), 220(1)], 239, 246(2)(b), 282(1)(f), 287(2), 291]
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Schedule - 07
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Disclosures in a placement document [See regulations175(2)]
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Schedule - 08
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Disclosures in offer document and abridged prospectus and letter of offer for issue of Indian depository receipts [See regulations 185(2)(b), 193(1), 200(1), 218(2) and 222(1)]
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Schedule - 09
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Public communications and publicity materials [See regulation 42, 59c (8), 59c (9), 59c (13), 83, 138, 199 and 264]
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Schedule - 10
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Formats of advertisements for a public issue
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Schedule - 11
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Format of report to be submitted by the monitoring agency [See regulation 82(2) and 82(3)]
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Schedule - 12
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Mandatory collection centres [See regulation 23(6), 69(6), 121(6), 184(6) and 244(6)]
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Schedule - 13
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Book building process [See regulation 28(2), 30(1)(c), 32(2), 126(2), 128(1)(d), 129(3), 188(2), 190(1)(b), 250(2), 252(1)(c) and 291(4)]
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Schedule - 14
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Illustration explaining the procedure of allotment for retail individual investors [See regulation 47(3), 49(5), 145(5), 192(1)(a), 204(4), 267(3), 143(3) and 268(5)]
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Schedule - 15
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Format of report for green shoe option [See regulation 57(10), 153(10) and 279(10)]
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Schedule - 16
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Nature of changes in the offer document requiring filing of updated offer document [See regulation 25(6), 59e (3), 71(6), 123(6) and 186(5)]
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Schedule - 16A
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Nature of changes in the offer document requiring filing of updated offer document [See regulation 59e (2)]
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Schedule - 17
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Formats of post-issue reports
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Schedule - 18
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Format of underwriting devolvement statement [See regulation 52(7), 93(7), 148(7), 202(4), 207(7) and 271(7)]
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Schedule - 19
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Listing of securities on stock exchanges [See regulation 7(1)(a), 62(1)(a), 104(1)(a) and 183(3)(a)]
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Schedule - 20
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Conditions/ Manner of providing exit opportunity to dissenting shareholders [See regulation 59 and 157]
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