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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter II = REGISTRATION OF RESEARCH ANALYSTS Chapters List This

REGISTRATION OF RESEARCH ANALYSTS - Securities and Exchange Board of India (Research Analysts) Regulations, 2014

Chapter: II
REGISTRATION OF RESEARCH ANALYSTS
Regulation 3	:	Application for grant of certificate
Regulation 4	:	Issuance of research report by a person located outside India
Regulation 5	:	Furnishing of further information, clarification and personal representation
Regulation 6	:	Consideration of application and eligibility criteria
Regulation 7	:	Qualification and certification requirement
Regulation 8	:	Capital adequacy
Regulation 9	:	Grant of certificate of registration
Regulation 10	:	Period of validity of certificate
Regulation 11	:	Renewal of certificate
Regulation 12	:	Procedure where registration is refused
Regulation 13	:	Conditions of certificate
Regulation 14	:	Recognition of body or body corporate for administration and supervision of research analysts.

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