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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011 Chapter III = FUNCTIONS AND OBLIGATIONS OF KRA AND INTERMEDIARY Chapters List This

FUNCTIONS AND OBLIGATIONS OF KRA AND INTERMEDIARY - Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011

Chapter: III
FUNCTIONS AND OBLIGATIONS OF KRA AND INTERMEDIARY
Regulation 14 : Documents to be obtained by the KRA for the purpose of KYC
Regulation 15 : Functions and obligations of the KRA
Regulation 16 : Functions and obligations of an Intermediary
Regulation 16A : Sharing of KYC information in the financial sector.
Regulation 16B : Dispute Resolution
Regulation 16C : Grievance Redressal Mechanism
Regulation 17 : Power of the Board to issue clarifications
 

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