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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 13 : To abide by Code of Conduct
Regulation 13A : Registrar to an Issue not to act as such for an associate
Regulation 14 : To maintain proper books of accounts and records, etc.
Regulation 15 : Maintenance of records
Regulation 15A : Appointment of a Compliance Officer
Regulation 15B : Dispute Resolution
Regulation 15C : Grievance Redressal Mechanism
 

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