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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 Chapter II = REGISTRATION OF MERCHANT BANKERS Chapters List This

REGISTRATION OF MERCHANT BANKERS - Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992

Chapter: II
REGISTRATION OF MERCHANT BANKERS
Regulation 3	:	Application for grant of certificate of registration
Regulation 4	:	Application to conform to the requirements
Regulation 5	:	Furnishing of information, clarification and personal representation.
Regulation 6	:	Consideration of application
Regulation 6A	:	Criteria for fit and proper person
Regulation 7	:	Capital adequacy requirement
Regulation 8	:	Grant of certificate of registration
Regulation 8A	:	Omitted
Regulation 9	:	Omitted
Regulation 9A	:	Conditions of registration
Regulation 9B	:	Omitted
Regulation 10	:	Procedure where registration is not granted
Regulation 11	:	Effect of refusal to grant certificate of permanent registration
Regulation 12	:	Payment of fees and the consequences of failure to pay fee

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