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SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2023

Showing 101 to 120 of 176 Records

• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84 - 8-6-2023
  Upstreaming of clients’ funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs)

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72 - 8-6-2023
  Online processing of investor service requests and complaints by RTAs

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• SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85 - 8-6-2023
  Participation of Mutual funds in repo transactions on Corporate Debt Securities

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/83 - 2-6-2023
  Transactions in Corporate Bonds through Request for Quote (RFQ) platform by Stock Brokers (SBs).

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• SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/82 - 1-6-2023
  Master Circular for Electronic Gold Receipts (EGRs)

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/79 - 25-5-2023
  Model Tripartite Agreement between the Issuer Company, Existing Share Transfer Agent and New Share Transfer Agent as per Regulation 7(4) of SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015

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• SEBI/HO/MRD/MRD-POD-1/P/CIR /2023/78 - 23-5-2023
  Revision in computation of Core Settlement Guarantee Fund in Commodity Derivatives Segment

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• SEBI/HO/DDHS-PoD-2/P/CIR/2023/75 - 22-5-2023
  Dematerialization of securities of Hold Cos and SPVs held by Real Estate Investment Trusts (REITs)

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/73 - 19-5-2023
  Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment

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• SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/74 - 19-5-2023
  Master Circular for Mutual Funds

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• SEBI/HO/MIRSD/POD-1/P/CIR/2023/70 - 17-5-2023
  Master Circular for Registrars to an Issue and Share Transfer Agents

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/71 - 17-5-2023
  Master Circular for Stock Brokers

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• SEBI/HO/IMD/POD-II/CIR/P/2023/0069 - 12-5-2023
  Investment in units of Mutual Funds in the name of minor through guardian

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• SEBI/HO/MRD/MRD-PoD-1/P/CIR/2023/68 - 10-5-2023
  Direct Market Access (DMA) to SEBI registered Foreign Portfolio Investors (FPIs) for participating in Exchange Traded Commodity Derivatives (ETCDs)

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• SEBI/HO/DDHS/DDHS-POD1/CIR/P/2023/67 - 9-5-2023
  Registration with the FINNET 2.0 system of Financial Intelligence Unit – India (FIU-India)

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• SEBI/HO/MRD/TPD/P/CIR/2023/65 - 5-5-2023
  Testing Framework for the Information Technology (IT) systems of the Market Infrastructure Institutions (MIIs)

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• SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/66 - 4-5-2023
  Additional requirements for the issuers of transition bonds

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• SEBI/HO/DDHS/DDHS_Div1/P/CIR/2023/64 - 3-5-2023
  Introduction of Legal Entity Identifier (LEI) for issuers who have listed and/ or propose to list non-convertible securities, securitised debt instruments and security receipts

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• SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062 - 26-4-2023
  Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries

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• SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/061 - 25-4-2023
  Bank Guarantees (BGs) created out of clients’ funds

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