SCHEDULE - IV - Amendment of various regulations - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014

FOURTH SCHEDULE [See regulation 46] 1. Amendment to Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009. (i) In regulation2, in sub-regulation (1), in clause (za), for the words foreign institutional investor the words foreign portfolio investor other than Category III foreign portfolio investor shall be substituted; (ii) In regulation2, in sub-regulation (1), in clause (zb), for the words foreign institutional investor the words foreign portfolio investor other than Category III foreign portfolio investor shall be substituted; (iii) In regulation 2, in sub-regulation (1), in clause (zd), in sub-clause (ii),for the words foreign institutional investor and sub account (other than a sub-account which is a foreign corporate or foreign individual) , the words foreign portfolio investorother than Category III foreign portfolio investor shall be substituted; (iv) In Schedule VIII, (a) in Part A, in para XII, in sub-para (B), (i) in clause (14), in sub-clause (d), for the words foreign institutional investors the words foreign portfolio investors shall be substituted; (ii) in clause (32), in sub-clause (b), for the words foreign institutional investors the words foreign portfolio investors shall be substituted; (b) in Part E, in para (5), in sub-para XIX, in clause (B), for the acronym FIIs the words foreign portfolio investors shall be substituted; (v) In Schedule XI, in Part B, in Table (2), at serial number 1(a), for the acronym FIIs the words foreign portfolio investors shall be substituted; (vi) In Schedule XXI, in Part A, in para XVII, in sub-para (B), for the acronym FIIs the words foreign portfolio investors shall be substituted. 2. Amendment to Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011. In regulation 2, sub-regulation (1), in clause (q), in sub-clause (2), item (ix) shall be omitted. 3. Amendment to Securities and Exchange Board of India (Intermediaries) Regulations, 2008. In regulation 2, in sub-regulation (1), in clause (g), a. after the words clearing corporation or clearing house and before the words and a trading member , the symbol and words , foreign portfolio investors shall be inserted; b. the words and symbol foreign institutional investor, shall be omitted. 4. Amendment to Securities and Exchange Board of India (Mutual Fund) Regulations, 1996. In regulation 49L, in sub-regulation (3), in clause (v), for the words Foreign institutional investors registered with the Board , the words Foreign portfolio investors shall be substituted. 5. Amendment to Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993. In regulation 16A, for the words Foreign institutional investors and sub-accounts registered with the Board the words Foreign portfolio investors shall be substituted. 6. Amendment to Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. In regulation 2, in sub-regulation (1), in clause (c), for the words foreign institutional investor the words foreign portfolio investor shall be substituted. 7. Amendment to Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003. (i) In regulation 2, in sub-regulation (1), a. in clause (h), the words Foreign Institutional Investor and shall be omitted; b. In clause (i), for the words Foreign Institutional Investor the words foreign portfolio investor shall be substituted; c. In clause (n), sub-clause (2), for the words Foreign Institutional Investor , wherever occur, the words foreign portfolio investor shall be substituted; (ii) In regulation 6, in sub-regulation (3), for the words Foreign Institutional Investor , wherever occur, the words foreign portfolio investor shall be substituted.