Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapters List Chapter II REGISTRATION OF RESEARCH ANALYSTS This
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Regulation 14 - Recognition of body or body corporate for administration and supervision of research analysts. - Securities and Exchange Board of India (Research Analysts) Regulations, 2014Extract 1 [Recognition of body or body corporate for administration and supervision of research analysts. 14. (1) The Board may recognize a body or body corporate for the purpose of administration and supervision of research analysts to such extent and on such terms and conditions as may be specified by the Board. (2) The Board may specify that no person shall act as a research analyst unless such a person is enlisted with the recognized body or body corporate and in such an event, the provisions of these regulations and the specified provisions of the bye-laws or articles of such a body or body corporate shall apply to the research analyst. ] ************** NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/170 dated 26-04-2024 (shall come into force on the ninetieth day from the date of their publication in the Official Gazette) before it was read as, Recognition of body or body corporate for regulation of research analysts. 14. (1) The Board may recognize any body or body corporate for the purpose of regulating research analysts. (2) The Board may, at the time of recognition of such body or body corporate, delegate administration, supervision and regulation of research analysts to such body or body corporate on such terms and conditions as may be specified by the Board. (3) The Board may specify that no person shall act as research analyst unless he is a member of a recognized body or body corporate and in such event, provisions of these regulations and bye-laws or articles of such body or body corporate shall apply mutatis mutandis to such research analyst.
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