Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 Chapters List Chapter II REGISTRATION OF MUTUAL FUND This
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Regulation 7A - Criteria for fit and proper person - Securities and Exchange Board of India (Mutual Funds) Regulations, 1996Extract 2 [Criteria for fit and proper person 7A. For the purpose of determining whether an applicant or the mutual fund is a fit and proper person the Board may take into account the criteria specified in Schedule II of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008. ] ************* NOTES:- 1. Inserted vide SEBI (Criteria for Fit and Proper Person) Regulations, 2004 w.e.f. 10-3-2004 2. Substituted by the SEBI (Intermediaries) Regulations, 2008, w.e.f. 26-5-2008 before it was read as 1 [7A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004.- The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as far as may be, apply to all applicants or the mutual funds under these regulations. ]
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