Regulation 3A - Application for grant of certificate - Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993

1 [3A. Application for grant of certificate.─ 2 [(1) An application by a portfolio manager for the grant of a certificate shall be made to the Board in Form Aand shall be accompanied by a non-refundable application fee, as specified in clause (1) of Schedule II, to be paid in the manner specified in Part B thereof.] (2) Notwithstanding anything contained in sub-regulation (1), any application made by a portfolio manager prior to coming into force of these regulations containing such particulars or as near thereto as mentioned in Form A shall be treated as an application made in pursuance of sub-regulation (1) and dealt with accordingly.] ****** 1 Regulation 3 renumbered as 3A by the SEBI (Portfolio Managers) (Second Amendment) Regulations, 2006, w.e.f. 07-09-2006. 2 Substituted by the SEBI (Portfolio Managers) (Amendment) Regulations, 2004, w.e.f. 27-05-2004. Prior to substitution, sub-regulation (1) read as under: (1) An application by a portfolio manager for a grant of a certificate shall be made to the Board in Form A.