Regulation 3A - Application for grant of certificate of registration - Securities and Exchange Board of India (Underwriters) Regulations, 1993

Application for grant of certificate 1 [of 2 [***] registration]. 3 [3A.] (1) An application by an underwriter for grant of a certificate 4 [of 5 [***] registration] shall be made to the Board in Form A. 6 [(1A) An application for registration made under sub-regulation (1) shall be accompanied by a non-refundable application fee as specified in Schedule II.] (2) Notwithstanding anything contained in sub-regulation (1), any application made by an underwriter prior to the coming into force of these regulations containing such particulars or as near thereto as mentioned in Form A shall be treated as an application made in pursuance of sub-regulation (1) and dealt with accordingly. ****** 1 Inserted by the (Underwriters) (Amendment) Regulations, 2011, w.e.f. 5-7-2011. 2 The word initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 3 Regulation 3 renumbered as 3A , ibid. 4 Inserted by the SEBI (Underwriters) (Amendment) Regulations, 2011, w.e.f. 5-7-2011. 5 The word initial was omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 6 Inserted by the SEBI (Underwriters) (Amendment) Regulations, 2006, w.e.f. 7-9-2006.