Home Acts & Rules SEBI Old-Provisions Securities And Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 Chapters List Chapter IV GENERAL OBLIGATIONS AND RESPONSIBILITIES This
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Regulation 19A - Appointment of Compliance Officer. - Securities And Exchange Board of India (Foreign Institutional Investors) Regulations, 1995Extract 1 [Appointment of Compliance Officer. 19A. (1) Every Foreign Institutional Investor shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions etc issued by the Board or the Central Government. (2) The compliance officer shall immediately and independently report to the Board any non-compliance observed by him.] ---------------- Notes:- 1. Inserted by the SEBI (Investment Advice by Intermediaries) Regulations, 2001 w.e.f. 29.5.2001.
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