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TMI BlogApplicabilityX X X X Extracts X X X X X X X X Extracts X X X X ..... nvertible debt securities and has an outstanding value of listed non-convertible debt securities of 30[Rupees One Thousand Crore] and above: 31[Provided that in case the value of the outstanding listed non-convertible debt securities becomes equal to or greater than the specified threshold of Rupees One Thousand Crore during the course of the year, a high value debt listed entity shall ensure compliance with these provisions within six months from the date of such trigger, and the disclosures of such compliance may be made in the corporate governance compliance report on and from the third quarter following the date of the trigger.] Provided further that these provisions shall be applicable to a 'high value debt listed entity' o ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... he said regulations continue to apply till value of the outstanding listed debt securities as on March 31 in a year, reduces and remains below the specified threshold for a period of three consecutive financial years.] 17[(1B) Notwithstanding anything contained in this regulation, in case of an Infrastructure Investment Trust registered under the provisions of the Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014, the governance norms specified under the Securities and Exchange Board of India (Infrastructure Investment Trusts) Regulations, 2014 shall be applicable.] 18[(1C) Notwithstanding anything contained in this regulation, in case of a Real Estate Investment Trust registered under the provisi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ] (b) 11[a] listed entity which has listed its specified securities on the SME Exchange: 34[Provided that with effect from April 01, 2025, the provisions of regulation 23 shall be applicable in respect of a listed entity which has listed its specified securities on the SME Exchange and which has either paid up equity share capital exceeding Rupees ten crore or net worth exceeding Rupees twenty-five crore, as on the last day of the previous financial year: Provided further that where the provisions of regulation 23 become applicable at a later date to a listed entity which has listed its specified securities on the SME Exchange, it shall ensure compliance with the same within six months from such date: Provided further that once the ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... interim resolution professional or resolution professional 28[:]] 29[Provided further that such listed entity shall ensure compliance with regulations 18, 19, 20 and 21 within a period of three months of approval of resolution plan under section 31 of the Insolvency Code.] (3) Notwithstanding sub-regulation (2) above, the provisions of Companies Act, 2013 shall continue to apply, wherever applicable. ************** NOTES:- 1 Inserted by the SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018, w.e.f. 1.4.2019. 2 Inserted ibid. 3 Inserted by the SEBI (Listing Obligations and Disclosure Requirements) (Amendment) Regulations, 2018, w.e.f. 1.4.2019. 4 Inserted ibid. 5 Inserted by SEBI (Listi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... le V shall apply to the extent that it does not violate their respective statutes and guidelines or directives issued by the relevant authorities." 13. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 14. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 15. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 16. Omitted vide Notification No. SEBI/LAD-NRO/GN/2023/117 dated 17-01-2023 w.e.f. 01-04-2023 before it was read as, "Explanation (4) - (a) In case of a 'high value debt listed entity' that is a Real Estate Investment Trust (REIT), the Board of the Manager of the Real Estate Investment Trust (REIT), shall comply with regulation 15 to regulation 27 of t ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ;Notification No. SEBI/LAD-NRO/GN/2024/218 dated 12-12-2024 w.e.f. 12-12-2024 before it was read as, "or" 26. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/218 dated 12-12-2024 w.e.f. 12-12-2024 before it was read as, "." 27. Inserted vide Notification No. SEBI/LAD-NRO/GN/2024/218 dated 12-12-2024 w.e.f. 12-12-2024 28. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/218 dated 12-12-2024 w.e.f. 12-12-2024 before it was read as, "." 29. Inserted vide Notification No. SEBI/LAD-NRO/GN/2024/218 dated 12-12-2024 w.e.f. 12-12-2024 30. Substituted vide F. No. SEBI/LAD-NRO/GN/2025/239 date ..... X X X X Extracts X X X X X X X X Extracts X X X X
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