Disclosures to clients

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..... ffers advisory services, affiliations with other intermediaries and such other information as is necessary to take an informed decision on whether or not to avail its services. 1 [ **** ] (4) An investment adviser shall disclose to the client its holding or position, if any, in the financial products or securities which are subject matter of advice. (5) An investment adviser shall disclose to the .....

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..... ed 03-07-2020 before it was read as, (2) An investment adviser shall disclose to its client, any consideration by way of remuneration or compensation or in any other form whatsoever, received or receivable by it or any of its associates or subsidiaries for any distribution or execution services in respect of the products or securities for which the investment advice is provided to the client. (3) .....

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