Specified intermediary and other entity to obtain unique identification numbers

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..... otified by the Board in the official gazette, no specified intermediary or other entity shall act as such, unless- (a) it has obtained a unique identification number from the Designated Service Provider; and (b) the following related persons have been allotted unique identification numbers by the Designated Service Provider : (i) its principal officer and personnel engaged in the operatio .....

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..... sonnel engaged in the operational activities of asset management companies; and] (vii) its proprietor, where applicable; 3 [***] (viii) 4 [***]. 5 [Explanation.-For the purposes of sub-clauses (i) and (vi-a), the words personnel engaged in the operational activities shall mean the employees comprising the top three tiers of management excluding the Board of Directors engaged .....

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..... 1) in accordance with these regulations. ****** 1 Substituted by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, vide S.O. No. 854(E) dated 21-7-2004. Prior to its substitution, sub-clause (v) read as under :- (v) its associates and their directors; 2 Inserted by the SEBI (Central Database of Market Participants) (Amendment) Regulations, 2004, v .....

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