Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Association Persons in the Securities Markets) Regulations, 2007.

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..... under regulation 3 of the Securities and Exchange Board of India (Certification of Association Persons in the Securities Markets) Regulations, 2007 No. LAD/NRO/GN/2012-13/33/1103.- In terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 (the Regulations), the Board may r .....

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..... A: SIC/2013/01/dated January 7, 2013. All such intermediaries shall ensure that associated persons functioning as compliance officers as on the date of this notification obtain Certification by passing SICCE within two years from the date of this notification: Provided that an intermediary, who engages or employs any such associated persons functioning as compliance officer after the date of .....

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