Securities And Exchange Board of India (Self Regulatory Organizations) (Amendment) Regulations, 2013

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..... No. LAD-NRO/GN/2012-13/27/5469.- In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 namely :- 1. These regulations may be called the Securities and Exchange Board of India (Self .....

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..... utor" means distributor as defined in clause (g) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007;" b. clause (h), shall be substituted with the following, namely,- "(h) "intermediary" means intermediary as defined in clause (g) of sub-regulation (1) of regulation 2 of the Securi .....

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