Securities And Exchange Board of India (Self Regulatory Organizations) (Amendment) Regulations, 2013

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..... dment) Regulations, 2013 No. LAD-NRO/GN/2012-13/27/5469.- In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) , the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2004 namely :- 1. These regulations may be called the Securit .....

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..... ing new clause shall be inserted, namely,- (ea) distributor means distributor as defined in clause (g) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 ; b. clause (h), shall be substituted with the following, namely,- (h) intermediary means intermediary as define .....

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