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TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... with reference to the definition of control as provided in sub-section (27) of Section 2 of the Companies Act, 2013 (18 of 2013); ] (c) client means any person who has entered into an agreement with a 4 [ custodian ] to avail of custodial services provided by the 4 [ custodian ] ; (d) 4 [ custodian ] means any person who carries on or proposes to carry on the business of providing custodial services; 1 [(e) custodial services in relation to securities 5 [ or goods ] of a client or gold or gold related instruments 14 [ or silver or silver related instruments ] held by a mutual fund or title deeds of real estate assets held by a real estate mutual fund scheme in accordance with the Securities and Exchange Board of India (Mutual Funds) Regula ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ntracts (Regulation) Act, 1956 and forming the underlying of any commodity derivative contract; ] (i) inspecting officer means an inspecting officer appointed by the Board under regulation 21; (j) Schedule means a Schedule annexed to these regulations. 13 [ (k) securities shall have the meaning assigned to it in clause (h) of section 2 of the Securities Contracts (Regulation) Act, 1956. ] ************* NOTES:- 1 Substituted by the SEBI (Custodian of Securities) (Amendment) Regulations, 2008, w.e.f. 4-7- 2008. Prior to substitution, clause (e), as amended by SEBI (Custodian of Securities) (Amendment) Regulations, 2006, w.e.f. 12-1- 2006, read as under: (e) custodial services in relation to securities of a client or gold or gold related instr ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... dment) Regulations, 2009 with effect from 19-6-2009. 3 Omitted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its omission, clause (g) read as under, (g) enquiry officer means an enquiry officer appointed by the Board, under regulation 29; 4. Substituted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 before it was read as custodian of securities 5. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 6. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 7. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 8. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 9. ..... X X X X Extracts X X X X X X X X Extracts X X X X
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