Action on inspection or investigation report

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..... hapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008. ] ] ************** NOTES:- 1 Substituted by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f., 27-09-2002. 2 Substituted for the words the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquir .....

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