Definitions

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... mpanies Act, 1956 (1 of 1956); (ab) "certificate" means a certificate of 2[***] registration issued by the Board; (ac) 3[***] 4[(ad) "(ad) "change in control" - (i) in case of a body corporate - (A) if its shares are listed on any recognised stock exchange, shall be construed with reference to the definition of control in terms of regulations framed under clause (h) of sub-section (2) of sect .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... a proprietary concern, the proprietor himself; (ii) in relation to a firm or an association of persons or any body of individuals or a body corporate, a secretary, treasurer, partner, manager or director of the firm, association or body corporate; (iii) any person connected with the management or administration of the firm, association or the body corporate upon whom the Board has served a notic .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... 2006, w.e.f. 7-9-2006. 2 The words "initial or permanent" omitted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to this, the words "initial or permanent" were inserted by the SEBI (Underwriters) (Amendment) Regulations, 2011, w.e.f. 5-7-2011. 3 Omitted by the SEBI(Change in Co .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... any, public company, unlimited company or statutory corporation and other similar changes; (iii) in case of a partnership firm any change in partners not amounting to dissolution of the firm; 4 Substituted by the SEBI(Change in Conditions of Registration of Certain Intermediaries) (Amendment) Regulations, 2011, w.e.f. 19-4-2011. Prior to substitution, it read as under: "change in control", in r .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... riters) (Amendment) Regulations, 2006, w.e.f. 7-9-2006. 6 Substituted, ibid. Prior to substitution, it read as under: "(f) "rules" means Securities and Exchange Board of India(Underwriters) Rules. 1993" 7 Words "and the rules" were omitted by the SEBI (Underwriters) (Amendment) Regulations, 2006, w.e.f. 7-9-2006. 8 Words "or the rules, as the case may be" were omitted, ibid. -
Statute, st .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X