9911796707
TMI BlogIssuance of Derivative Instruments by Registered Foreign Institutional Investors (FII).X X X X Extracts X X X X X X X X Extracts X X X X ..... Return Notes etc. With a view to monitoring the investment by FIIs through these derivative / financial instruments, it has been decided that FIIs may report issuance / renewal / cancellation / redemption of the aforesaid instruments to SEBI with immediate effect as per the format enclosed as Annexure. It is further advised that this report shall be submitted by only those FIIs which issue such instruments. Further, these reports are to be submitted only on issuance /renewal / cancellation / redemption of the aforesaid instruments and only for the month during which the FII has issued / renewed / cancelled / redeemed the aforesaid instruments. It is clarified that FIIs that have not issued such instruments or have no transacti ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (if applicable) SUB-ACCOUNT CODE (if applicable) A B C D E F G H I J Name/ type of instrument issued Name of Indian company Nature of underlying securities Name and nationality/ place of incorporation of the investor* Issue Date ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Date : Signature and name of compliance officer Name of FII * These details should be provided in respect of the closing balances of the derivative instruments ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Name/type of instrument issued Name/type of derivative instrument issued - as given by the issuer FII. B Name of Indian company Name of Indian company/companies against whose securities the instrument is issued. C Nature of underlying securities Nature of underlying securities whether equity/ debt/ bond/ derivatives (If possible, ISIN number may also be given) D Name and nationality/country of incorporation of the investor Name and nationality of the investor of ..... X X X X Extracts X X X X X X X X Extracts X X X X
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