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TMI Blog2017 (9) TMI 1921X X X X Extracts X X X X X X X X Extracts X X X X ..... fter referred to as "CNE") and HPC Biosciences Limited (hereinafter referred to as "HPC") [collectively referred to as "the scrips/the companies"]. 2. The name of the entities against whom the interim orders were passed are as follows: Interim Order dated June 29, 2015: S. No. PAN Name Remarks 1 AACCE0416B Eco Friendly Food Processing Park Limited Company 2 AAACE1925D Esteem Bio Organic Food Processing Limited Company 3 AABCC8801H Channel Nine Entertainment Limited Company 4 AABCH6762Q HPC Biosciences Limited Company 5 BEKPS1235N Gajraj Singh Promoter and Director of CNE 6 BBAPK7304P Mrs. Kirti Promoter and Director of CNE 7 Not available Dinesh Kumar Jindal Director of CNE 8 AUGPS4373N Neena Sood Director of CNE 9 AAXPS6830P Brij Kishore Sabharwal Promoter and Director of Eco and Esteem 10 AKOPB4144J Amar Singh Bisht Promoter of Eco and Esteem, and Director of Eco 11 AAAPG4116B Vinod Kumar Garg Director of Eco and Esteem 12 Not available Neeraj Mittal Director of Eco and Esteem 13 Not available Jai Kumar Director of Esteem 14 AGXPC3049G Tarun Chauhan Promoter and Director of HPC 15 AXTPA8813F Madhu Anand Promoter an ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... scrip of Esteem 46 AFCPS4314N Deepti Singhal The entity is Pre IPO Transferee in the scrip of Esteem 47 AHGPB1747A Munesh Bansal The entity is Pre IPO Transferee in the scrip of Esteem 48 BBWPS2176R Naz Shazia The entity is Pre IPO Transferee in the scrip of Esteem 49 AAEPK3805B Parveen Kumar The entity is Pre IPO Transferee in the scrip of HPC 50 AAHPG1456D Sanjeev Gupta The entity is Pre IPO Transferee in the scrip of HPC 51 AAHPG8607Q Vikas Gupta The entity is Pre IPO Transferee in the scrip of HPC 52 AAIPP1301R Neeraj Prakash The entity is Pre IPO Transferee in the scrip of HPC 53 AAJPK2929F Virender Kumar The entity is Pre IPO Transferee in the scrip of HPC 54 AALHA3711R Amit Goyal Huf The entity is Pre IPO Transferee in the scrip of HPC 55 AALHM9796E Manish Kataria The entity is Pre IPO Transferee in the scrip of HPC 56 AALPD0474G Satish Kumar Dhawan The entity is Pre IPO Transferee in the scrip of HPC 57 AAMPG5487F Namita Gupta The entity is Pre IPO Transferee in the scrip of HPC 58 AAQPJ4605G Jai Kishan Jakhodia The entity is Pre IPO Transferee in the scrip of HPC 59 AARPS2666K Ramesh Chandra Saraf The entity is Pre IP ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... e scrip of HPC 88 AODPS9750A Deepa Sejwal The entity is Pre IPO Transferee in the scrip of HPC 89 AOEPK7545Q Vidushi Kothari The entity is Pre IPO Transferee in the scrip of HPC 90 AQXPS1846B Tejpal Singh Sejwal The entity is Pre IPO Transferee in the scrip of HPC 91 AUKPC5480A Ekas Chhabra The entity is Pre IPO Transferee in the scrip of HPC 92 AVBPS6306D Divjot Singh The entity is Pre IPO Transferee in the scrip of HPC 93 AYIPA9888Q Kritika Asseja The entity is Pre IPO Transferee in the scrip of HPC 94 AZKPC1170A Lokesh Chandna The entity is Pre IPO Transferee in the scrip of HPC 95 AAEPR5593F Rajeshwari The entity is Preferential Allottee in the scrip of CNE 96 AAFHA5045Q Ajay Kumar Huf The entity is Preferential Allottee in the scrip of CNE 97 AAGPA8954P Sudhir Agarwal The entity is Preferential Allottee in the scrip of CNE 98 AAGPB1427L V Balsubramaniam The entity is Preferential Allottee in the scrip of CNE 99 AAGPK0723L Sanjay Kariwala The entity is Preferential Allottee in the scrip of CNE 100 AAHPS9299N Manoj Singhal The entity is Preferential Allottee in the scrip of CNE 101 AAIPA4256C Manju Anup Agarwal The entity i ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... o 128 ABHPB1469L Munish Bajaj The entity is Preferential Allottee in the scrip of Eco 129 ACKPN0439N Anuj Nagpal The entity is Preferential Allottee in the scrip of Eco 130 ACQPD4748N Umesh Kumar Danwani The entity is Preferential Allottee in the scrip of Eco 131 ACTPN4363Q Anu Nagpal The entity is Preferential Allottee in the scrip of Eco 132 ADAPA8647A Mohammad Aamer The entity is Preferential Allottee in the scrip of Eco 133 AEOPB3108E Bharti Batra The entity is Preferential Allottee in the scrip of Eco 134 AETPG1792C Navel Kishore Gupta The entity is Preferential Allottee in the scrip of Eco 135 AGKPG9668A Jagdish Chand Gupta The entity is Preferential Allottee in the scrip of Eco 136 AIMPB4769K Sushma Bajaj The entity is Preferential Allottee in the scrip of Eco 137 ALAPG3350L Mukul Gupta & Satish Kumar Gupta The entity is Preferential Allottee in the scrip of Eco 138 AMQPN9019G Prateek Nagpal The entity is Preferential Allottee in the scrip of Eco 139 AMTPN9992M Abheek Nagpal The entity is Preferential Allottee in the scrip of Eco 140 AQBPN5620N Tanya Narang The entity is Preferential Allottee in the scrip of Eco 141 AACPC ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Allottee in the scrip of Esteem 167 AIKPG3052G Nishil Gupta The entity is Preferential Allottee in the scrip of Esteem 168 AJUPS9413N Satya Narain Saria The entity is Preferential Allottee in the scrip of Esteem 169 AQOPS2031B Anil Sachdeva The entity is Preferential Allottee in the scrip of Esteem and CNE. 170 ATEPG0959P Vibhor Gupta The entity is Preferential Allottee in the scrip of Esteem 171 ATEPG8202F Vanshika Gupta The entity is Preferential Allottee in the scrip of Esteem 172 BKEPS8583H Ekta Sachdeva The entity is Preferential Allottee in the scrip of Esteem 173 CGPPS3517P Akansha Singhal The entity is Preferential Allottee in the scrip of Esteem 174 DNUPS8667F Urvashi Sachdeva The entity is Preferential Allottee in the scrip of Esteem 175 AAAPJ3918J Sangeeta Devi The entity is Preferential Allottee in the scrip of HPC 176 AACCM0442K Moran Plantation Pvt Ltd The entity is Preferential Allottee in the scrip of HPC 177 AACCP2436Q Parasramka Holdings (P) Limited The entity is Preferential Allottee in the scrip of HPC 178 AAFPJ7614L Ankur Jain The entity is Preferential Allottee in the scrip of HPC 179 AAGHD6153D Sanjay Goyal ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 06 AHVPA2998M Urvashi Ahalawat The entity is Preferential Allottee in the scrip of HPC 207 AHWPM2448P Shweta Rathi The entity is Preferential Allottee in the scrip of HPC 208 ALCPA3324L Rishab The entity is Preferential Allottee in the scrip of HPC 209 ASPPS3078P Shaleen Kumar Singh The entity is Preferential Allottee in the scrip of HPC 210 BUFPK8522D Khushboo Kanodia The entity is Preferential Allottee in the scrip of HPC 211 CLFPK3259R Nischint Kanodia The entity is Preferential Allottee in the scrip of HPC 212 CWYPS1114B Rahul Solanki The entity is Preferential Allottee in the scrip of HPC 213 AAACC2840D Core Capital Services Limited Trading Group *214 AXFPR4439L Ram Prakash Trading Group 215 AAKCA4090M Aavia Buildtech Private Limited Trading Group 216 AKFPV6256L Ashvin Verma Trading Group 217 ASPPV7875F Sunila Rai Verma Trading Group 218 APJPK8855K Pawan Kumar Kaul Trading Group 219 AALCS3282L Surya Medi Tech Limited Trading Group 220 AATCS2130B Steady Capital Advisory Sercices Private Limited Trading Group 221 DWOPS8186Q Amit Kumar Saxena Trading Group 222 AAGCA4053L Accurate Buildwell Private Limited Trading ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... PR5594C Uma B Ramesh The entity is Preferential Allottee in the scrip of CNE 15 ASRPG5473A Abhishek Gupta The entity is Preferential Allottee in the scrip of CNE 16 AAAPA2152R Manvi Goenka The entity is Preferential Allottee in the scrip of CNE 3. The directions issued vide the ad interim ex parte order dated June 29, 2015 read with Corrigendum Order dated January 04, 2016 were confirmed vide orders dated February 17, 2016, June 14, 2016, August 25, 2016, October 27, 2016 and June 15, 2017 except for certain specific reliefs provided to certain entities. 4. Subsequent to the interim orders, an Investigation was carried out to look into the role of debarred entities in price manipulation and IPO manipulation of the scrips. Upon completion of investigation, violation of provisions of SEBI Act, 1992 (SEBI Act) and SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 (PFUTP Regulations) are not observed in respect of following 216 entities against whom directions were issued vide the interim orders. The details of the entities against whom the prima facie findings are not observed in the Investigation report are as unde ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 440P Archana Agarwal Pre-IPO Transferee HPC 41 ACBPA6443Q Deepak Agarwal Pre-IPO Transferee HPC 42 ACEPK7596D Rshmi Kataria Pre-IPO Transferee HPC 43 ACJPA8351R Mohd. Arif Preferential Allottee HPC 44 ACMPG5924D Dinesh Gaba Pre-IPO Transferee HPC 45 acmpg5926b Anita Rani Pre-IPO Transferee HPC 46 ADDPJ5506C Abhishek Jain Preferential Allottee HPC 47 ADIPV6705E Vinita Preferential Allottee HPC 48 ADQPA4236R Manju Aggarwal Pre-IPO Transferee Preferential Allottee Eco HPC 49 ADQPV7816E BimlaVij Preferential Allottee HPC 50 ADVPJ1356J Suresh Chand Jain Preferential Allottee HPC 51 AEAPG2172B Pulkit Gupta Preferential Allottee HPC 52 AEQPM1717C Surekha Ashok Mittal Preferential Allottee HPC 53 AEWPA2450G Anchal Rathi Preferential Allottee HPC 54 AFBPA0663F Anjana Garg Preferential Allottee HPC 55 AFHPB4072M Nitin Kumar Bardia Pre-IPO Transferee HPC 56 AFOPG8341M Gaurav Gupta Preferential Allottee HPC 57 AGDPP7573L Nandini Pansari Pre-IPO Transferee HPC 58 AGFPK0518G Anita Kukreja Pre-IPO Transferee HPC 59 AGFPK0519H Renu Kukerja Pre-IPO Transferee HPC 60 AGPPK4328L Sunil Kumar Preferent ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 101 AAGPK0723L Sanjay Kariwala Preferential Allottee CNE 102 AAHPS9299N Manoj Singhal Preferential Allottee CNE 103 AAIPA4256C Manju Anup Agarwal Preferential Allottee CNE 104 AAKPG4084E Vinita Gupta' Preferential Allottee CNE 105 AATPS8461N Anil sharma Preferential Allottee CNE 106 AAXPS1493G Kapil Sachdeva Preferential Allottee CNE 107 AAXPS1700Q Gaurav Sachdeva Preferential Allottee CNE 108 ABGPS0921H Rajan Sahni Preferential Allottee CNE 109 ABGPS0922E Navin Sahni Preferential Allottee CNE 110 ABIPS4714N Arun Sankhwal Preferential Allottee CNE 111 ABIPS4715P Madhu Sankhwal Preferential Allottee CNE 112 ABVPG2657B Ashokh Garg Preferential Allottee CNE 113 ABXPH1788A Sukhinder Singh Hooda Preferential Allottee CNE 114 ACDPA3515B Gaurav Arya Preferential Allottee CNE 115 ACNPT4287B Chetan Kunverjibhai Thakkar Preferential Allottee CNE 116 ADJPR7115B Vikas Raj Preferential Allottee CNE 117 ADNPA7732P Kailash Chandra Agarwal Preferential Allottee CNE 118 AHFPG7290J Vikas Goyal Preferential Allottee CNE 119 AHIPG6452D Neeru Ashish Garg Preferential Allottee CNE 120 AJZPM7650C Sushant ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 158 AEEPG7895K Nitin Kumar Gupta Preferential Allottee Esteem 159 AEFPG8410F Savita Gupta Preferential Allottee Esteem 160 AEHPT6622C Tarannum Aamer Pre-IPO Transferee Esteem 161 AETPG5835L Priya Gupta Preferential Allottee Esteem 162 AFCPS4314N Deepti Singhal Pre-IPO Transferee Esteem 163 AGMPG0589J Sahil Gupta Preferential Allottee Esteem 164 AHEPK0574C Pawan Kansal Preferential Allottee Esteem 165 AHGPB1747A Munesh Bansal Pre-IPO Transferee Esteem 166 AICPK7883R Poonam Kansal Preferential Allottee Esteem 167 AIEPG1462E Prateek Gupta Preferential Allottee Esteem 168 AIKPG3052G Nishil Gupta Preferential Allottee Esteem 169 AJUPS9413N Satya Narain Saria Preferential Allottee Esteem 170 AQOPS2031B Anil Sachdeva Preferential Allottee Esteem/ CNE 171 ATEPG0959P Vibhor Gupta Preferential Allottee Esteem 172 ATEPG8202F Vanshika Gupta Preferential Allottee Esteem 173 BBWPS2176R Naz Shazia Pre-IPO Transferee Esteem 174 BKEPS8583H Ekta Sachdeva Preferential Allottee Esteem 175 CGPPS3517P Akansha Singhal Preferential Allottee Esteem 176 DNUPS8667F Urvashi Sachdeva Preferential Allottee Esteem 177 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... bsp; All 4 Scrips 211 AADCB3034D Blue Star Impex Pvt. Ltd. Trading Group All 4 Scrips 212 AAFCM3345L Mahashiv Metal And Alloys Pvt. Ltd. Trading Group All 4 Scrips 213 APBPK8097B Jai Kishan Trading Group All 4 Scrips 214 AKEPG0828N Shankar Lal Gupta Trading Group All 4 Scrips 215 AABCU4900D Unite Buildcreate Pvt. Ltd. Trading Group All 4 Scrips 216 AETPG3006K BaidyaNath Gupta Trading Group All 4 Scrips 5. Since, the prima facie findings are not observed in the Investigation reports in respect to aforementioned 216 entities at paragraph 4 above, the directions issued earlier vide interim orders need not be continued and hence need to be revoked 6. I, therefore, in exercise of the powers conferred upon me under section 19 of the Securities and Exchange Board of India Act, 1992 read with sections 11, 11(4) and 11B thereof, hereby revoke the directions issued vide interim orders qua aforesaid 216 entities with immediate effect. 7. The revocation of the directions issued vide the interim orders is only in respect of the entities mentioned at paragraph 4 of this order. As regards remaining entities, violations ..... X X X X Extracts X X X X X X X X Extracts X X X X
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