9911796707
TMI Blog2017 (9) TMI 1921X X X X Extracts X X X X X X X X Extracts X X X X ..... ons under SEBI Act, PFUTP Regulations, SEBI (Issue of Capital and Disclosure Requirements) Regulations 2009 and Securities Contracts (Regulation) Act, 1956 were observed and SEBI shall continue its proceedings against them. A copy of this Order shall be served on the Stock Exchanges and Depositories, for necessary action. - WTM/SR/SEBI/EFD-DRA2/70/09/2017 - - - Dated:- 6-9-2017 - S Raman, Whole Time Member ORDER ORDER 1. Securities and Exchange Board of India (hereinafter referred to as SEBI ), vide ad interim ex parte orders dated June 29, 2015 ( the Order ) read with corrigendum order dated January 04, 2016 (hereinafter collectively referred to as interim orders ), inter alia, restrained 238 and 16 entities respectively from accessing the securities market and buying, selling or dealing in securities, either directly or indirectly, in any manner, till further directions. The said interim directions were issued, pending investigation, in the matter of dealing in the shares of Eco Friendly Food Processing Park Limited (hereinafter referred to as Eco ), Esteem Bio Organic Food Processing Limited (hereinafter referred to as Esteem ), Channel Nine Entertainmen ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 17 AAKPG5996K Arun Kumar Gupta Director of HPC 18 AAACA5715D Avisha Credit Capital Limited Funding Group 19 AACCG6377M Goldline International Finvest Limited Funding Group 20 AAECA8718H Ams Powertronic Private Limited Funding Group 21 AIJPD7329J Madhuker Dubey Funding Group 22 AWWPK8525E Satendra Kumar Funding Group 23 ARUPK1589P Sumit Kumar Funding Group *24 AXFPR4439L Ram Prakash Funding Group 25 AAFCM3716M Mayfair Infosolutions Pvt Ltd Funding Group 26 ARVPG7849R Prakash Gupta Funding Group 27 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 2 AANPJ1166B Sandeep Jain The entity is Pre IPO Transferee in the scrip of Esteem 43 ACBPJ3957A Arun Kumar Jain The entity is Pre IPO Transferee in the scrip of Esteem 44 ACQPA9417R Nikita Agarwal The entity is Pre IPO Transferee in the scrip of Esteem 45 AEHPT6622C Tarannum Aamer The entity is Pre IPO Transferee in the scrip of Esteem 46 AFCPS4314N Deepti Singhal The entity is Pre IPO Transferee in the scrip of Esteem 47 AHGPB1747A Munesh Bansal The entity is Pre IPO Transferee in the scrip of Esteem 48 BBWPS2176R Naz Shazia The entity is Pre IPO Transferee in the scrip of Esteem 49 AAEPK3805B Parveen Kumar The entity is Pre IPO Transferee in the scrip of HPC ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 66 ABJPG7690J Rajesh Gaba The entity is Pre IPO Transferee in the scrip of HPC 67 ABWPF2577J Mohd Faiq The entity is Pre IPO Transferee in the scrip of HPC 68 ACBPA6440P Archana Agarwal The entity is Pre IPO Transferee in the scrip of HPC 69 ACBPA6443Q Deepak Agarwal The entity is Pre IPO Transferee in the scrip of HPC 70 ACEPK7596D Rshmi Kataria The entity is Pre IPO Transferee in the scrip of HPC 71 ACMPG5924D Dinesh Gaba The entity is Pre IPO Transferee in the scrip of HPC 72 acmpg5926b Anita Rani The entity is Pre IPO Transferee in the scrip of HPC 73 AFHPB4072M Nitin Kumar Bardia The entity is Pre IPO Transferee in the scrip of HPC 7 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... AQXPS1846B Tejpal Singh Sejwal The entity is Pre IPO Transferee in the scrip of HPC 91 AUKPC5480A Ekas Chhabra The entity is Pre IPO Transferee in the scrip of HPC 92 AVBPS6306D Divjot Singh The entity is Pre IPO Transferee in the scrip of HPC 93 AYIPA9888Q Kritika Asseja The entity is Pre IPO Transferee in the scrip of HPC 94 AZKPC1170A Lokesh Chandna The entity is Pre IPO Transferee in the scrip of HPC 95 AAEPR5593F Rajeshwari The entity is Preferential Allottee in the scrip of CNE 96 AAFHA5045Q Ajay Kumar Huf The entity is Preferential Allottee in the scrip of CNE 97 AAGPA8954P Sudhir Agarwal The entity is Preferential Allottee in the scrip of CNE ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... entity is Preferential Allottee in the scrip of CNE 114 ADNPA7732P Kailash Chandra Agarwal The entity is Preferential Allottee in the scrip of CNE 115 AHFPG7290J Vikas Goyal The entity is Preferential Allottee in the scrip of CNE 116 AHIPG6452D Neeru Ashish Garg The entity is Preferential Allottee in the scrip of CNE 117 AJZPM7650C Sushant Muttreja The entity is Preferential Allottee in the scrip of CNE 118 AOOPK2220E Bhupinder Kaur The entity is Preferential Allottee in the scrip of CNE 119 ARJPS5757N Sarika Sankhwal The entity is Preferential Allottee in the scrip of CNE 120 ARRPS5413M Harcharan Singh The entity is Preferential Allottee in the scrip of CNE 121 AAAPN2282K ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... p of Eco 137 ALAPG3350L Mukul Gupta Satish Kumar Gupta The entity is Preferential Allottee in the scrip of Eco 138 AMQPN9019G Prateek Nagpal The entity is Preferential Allottee in the scrip of Eco 139 AMTPN9992M Abheek Nagpal The entity is Preferential Allottee in the scrip of Eco 140 AQBPN5620N Tanya Narang The entity is Preferential Allottee in the scrip of Eco 141 AACPC7067R Rajesh Chawla The entity is Preferential Allottee in the scrip of Esteem 142 AACPC7068A Mukesh Chawla The entity is Preferential Allottee in the scrip of Esteem 143 AADHP4727Q Pawan Kumar Singhal Huf The entity is Preferential Allottee in the scrip of Esteem 144 AADPV5705E Sanjeev Verma ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... he entity is Preferential Allottee in the scrip of Esteem 160 AEEPG7895K Nitin Kumar Gupta The entity is Preferential Allottee in the scrip of Esteem 161 AEFPG8410F Savita Gupta The entity is Preferential Allottee in the scrip of Esteem 162 AETPG5835L Priya Gupta The entity is Preferential Allottee in the scrip of Esteem 163 AGMPG0589J Sahil Gupta The entity is Preferential Allottee in the scrip of Esteem 164 AHEPK0574C Pawan Kansal The entity is Preferential Allottee in the scrip of Esteem 165 AICPK7883R Poonam Kansal The entity is Preferential Allottee in the scrip of Esteem 166 AIEPG1462E Prateek Gupta The entity is Preferential Allottee in the scrip of Esteem 167 AIKPG3052G ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... The entity is Preferential Allottee in the scrip of HPC 183 AALPA1253A Sourabh Aggarwal The entity is Preferential Allottee in the scrip of HPC 184 AAOPA4653R Satya Aggarwal The entity is Preferential Allottee in the scrip of HPC 185 AAOPA4654J Rajan Aggarwal The entity is Preferential Allottee in the scrip of HPC 186 AAOPA4655K Kamla Aggarwal The entity is Preferential Allottee in the scrip of HPC 187 AATPG4540L Sanjeev Kishore Gupta The entity is Preferential Allottee in the scrip of HPC 188 ABCPM0456H Anuj Maheshwari The entity is Preferential Allottee in the scrip of HPC 189 ABHPM7083M Sangeeta Naresh Mittal The entity is Preferential Allottee in the scrip of HPC 190 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... p of HPC 206 AHVPA2998M Urvashi Ahalawat The entity is Preferential Allottee in the scrip of HPC 207 AHWPM2448P Shweta Rathi The entity is Preferential Allottee in the scrip of HPC 208 ALCPA3324L Rishab The entity is Preferential Allottee in the scrip of HPC 209 ASPPS3078P Shaleen Kumar Singh The entity is Preferential Allottee in the scrip of HPC 210 BUFPK8522D Khushboo Kanodia The entity is Preferential Allottee in the scrip of HPC 211 CLFPK3259R Nischint Kanodia The entity is Preferential Allottee in the scrip of HPC 212 CWYPS1114B Rahul Solanki The entity is Preferential Allottee in the scrip of HPC 213 AAACC2840D Core Capital Services Limited ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 233 AADCB3034D Blue Star Impex Private Limited Trading Group 234 AAFCM3345L Mahashiv Metal And Alloys Private Limited Trading Group 235 APBPK8097B Jai Kishan Trading Group 236 AKEPG0828N Shankar Lal Gupta Trading Group 237 AABCU4900D Unite Buildcreate Private Limited Trading Group 238 AETPG3006K Baidya Nath Gupta Trading Group 239 AEKPK6751Q Santosh Kumar Trading Group *One entity namely Mr. Ram Prakash was common in funding group as well as trading group Corrigendum order dated January 04, 2016 S. No. PAN Name Remarks 1 AFKPJ4680C Asifa Jamal The entity is Pr ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the ad interim ex parte order dated June 29, 2015 read with Corrigendum Order dated January 04, 2016 were confirmed vide orders dated February 17, 2016, June 14, 2016, August 25, 2016, October 27, 2016 and June 15, 2017 except for certain specific reliefs provided to certain entities. 4. Subsequent to the interim orders, an Investigation was carried out to look into the role of debarred entities in price manipulation and IPO manipulation of the scrips. Upon completion of investigation, violation of provisions of SEBI Act, 1992 (SEBI Act) and SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 (PFUTP Regulations) are not observed in respect of following 216 entities against whom directions were issued vide the interim orders. The details of the entities against whom the prima facie findings are not observed in the Investigation report are as under: S. No. PAN Name Status Scrip 1 AAAPJ3918J Sangeeta Devi Preferential Allottee HPC 2 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... eferential Allottee HPC 20 AAOPA4654J Rajan Aggarwal Preferential Allottee HPC 21 AAOPA4655K Kamla Aggarwal Preferential Allottee HPC 22 AAOPA4656L Rama Aggarwal Pre-IPO Transferee Preferential Allottee Eco HPC 23 AAQPJ4605G Jai Kishan Jakhodia Pre-IPO Transferee HPC 24 AARPS2666K Ramesh Chandra Saraf Pre-IPO Transferee HPC 25 AATPG4540L Sanjeev Kishore Gupta Preferential Allottee HPC 26 AAUPS2341G Madhu Saraf Pre-IPO Transferee HPC 27 AAXPB4882G Pardeep Bhatia Pre-IPO Transferee HPC 28 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ransferee HPC 46 ADDPJ5506C Abhishek Jain Preferential Allottee HPC 47 ADIPV6705E Vinita Preferential Allottee HPC 48 ADQPA4236R Manju Aggarwal Pre-IPO Transferee Preferential Allottee Eco HPC 49 ADQPV7816E BimlaVij Preferential Allottee HPC 50 ADVPJ1356J Suresh Chand Jain Preferential Allottee HPC 51 AEAPG2172B Pulkit Gupta Preferential Allottee HPC 52 AEQPM1717C Surekha Ashok Mittal Preferential Allottee HPC 53 AEWPA2450G Anchal Rathi Preferential Allottee HPC 54 AFBPA0663F ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 72 AKEPG4655R Yogesh Gaba Pre-IPO Transferee HPC 73 ALCPA3324L Rishab Preferential Allottee HPC 74 AMGPM9259F Virender Pal Singh Mainee Pre-IPO Transferee HPC 75 AMNPJ8901E Sagar Jain Pre-IPO Transferee HPC 76 AMQPA5671D Ankit Agarwal Pre-IPO Transferee HPC 77 AODPS9750A Deepa Sejwal Pre-IPO Transferee HPC 78 AOEPK7545Q Vidushi Kothari Pre-IPO Transferee HPC 79 AQXPS1846B Tejpal Singh Sejwal Pre-IPO Transferee HPC 80 ASPPS3078P Shaleen Kumar Singh Preferential Allottee ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... AAFHA5045Q Ajay Kumar Huf Preferential Allottee CNE 99 AAGPA8954P Sudhir Agarwal Preferential Allottee CNE 100 AAGPB1427L V Balsubramaniam Preferential Allottee CNE 101 AAGPK0723L Sanjay Kariwala Preferential Allottee CNE 102 AAHPS9299N Manoj Singhal Preferential Allottee CNE 103 AAIPA4256C Manju Anup Agarwal Preferential Allottee CNE 104 AAKPG4084E Vinita Gupta' Preferential Allottee CNE 105 AATPS8461N Anil sharma Preferential Allottee CNE 106 AAXPS1493G Kapil Sachdeva Preferential Allottee ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... CNE 124 ARJPS5757N Sarika Sankhwal Preferential Allottee CNE 125 ARRPS5413M Harcharan Singh Preferential Allottee CNE 126 AALPG0528Q Naveen Gupta Preferential Allottee CNE 127 AACHD5831J Dinesh Agarwal H U F Preferential Allottee CNE 128 AOOPK2217F Kuljeet Kaur Preferential Allottee CNE 129 ARRPS5403K Gurcharan Singh Preferential Allottee CNE 130 AAEPR5594C Uma B Ramesh Preferential Allottee CNE 131 ASRPG5473A Abhishek Gupta Preferential Allottee CNE 132 AAAPA2152R Manvi Goenka ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Mohit Hissaria Preferential Allottee Esteem 150 ABTPS0061P Reeta Singhal Preferential Allottee Esteem 151 ACBPJ3957A Arun Kumar Jain Pre-IPO Transferee Esteem 152 ACDPR7654N Atma Ram Khatri Preferential Allottee Esteem 153 ACQPA9417R Nikita Agarwal Pre-IPO Transferee Esteem 154 ACXPK2323H Ajay Kumar Katta Preferential Allottee Esteem 155 ADMPK9802D Hira Lal Khatri Preferential Allottee Esteem 156 ADNPK1527C Pawankumar Singhal Preferential Allottee Esteem 157 ADUPG2221J Minakshi Gupta Preferential Allottee ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Esteem 175 CGPPS3517P Akansha Singhal Preferential Allottee Esteem 176 DNUPS8667F Urvashi Sachdeva Preferential Allottee Esteem 177 AAAHO4138H Prakash Agarwal Om Pre-IPO Transferee Eco 178 AAAPN2282K Sandeep Narang Preferential Allottee Eco 179 AABPA7646R Ahmad Sadat ** Preferential Allottee Eco 180 AADPG5893L Kaushalya Garg Preferential Allottee Eco 181 AAEPA7336D Abhilasha Agarwal Om Prakash Agarwal Pre-IPO Transferee Eco 182 AAGPJ0443E Rajesh Jain Preferential Allottee Eco 183 AAIHS ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Prateek Nagpal Preferential Allottee Eco 201 AMTPN9992M Abheek Nagpal Preferential Allottee Eco 202 AQBPN5620N Tanya Narang Preferential Allottee Eco 203 AAKCA4090M Aavia Buildtech Pvt. Ltd. Trading Group All 4 Scrips 204 AALCS3282L Surya Medi Tech Limited Trading Group All 4 Scrips 205 AATCS2130B Steady Capital Advisory Services Pvt. Ltd. Trading Group All 4 Scrips 206 AAICA0771D Ahuja Metalloys Pvt. Ltd. Trading Group All 4 Scrips 207 AABCL3306N Lunar Builders Pvt. Ltd. Trading Group All 4 Scrips 208 AAFCM1482Q ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
