9911796707
TMI BlogSecurities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2018X X X X Extracts X X X X X X X X Extracts X X X X ..... mely, 1. These regulations shall be called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2018. 2. They shall come into force with retrospective effect from June 13, 2017. 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992 , (I) in Schedule V , in Part B, in clause 3, in sub-clause (1), in the Table, in the row dealing with Commodity derivatives, in the column relating to Remarks ,- i. the existing explanation shall be numbered as (A) , and ii. the following shall be inserted after (A), namely,- (B) In case of options contracts, turnover shall be computed on the basis of premium traded for the option contracts a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (j) November 15, 2001 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2001 vide S.O. No. 1128 (E). (k) February 20, 2002 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2002 vide S.O. No. 220 (E). (l) September 27, 2002 by SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). (m)September 23, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2003 vide S.O. No. 1095 (E). (n) November 20, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2003 vide F. No. SEBI /LAD /20795 /2003. (o) March 10, 2004 by the Se ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... s and Sub-Brokers) (Amendment) Regulations, 2011 vide Notification No. F. No. LAD NRO/ GN/ 2011 12/01/11486. (y) April 19, 2011 by the Securities and Exchange Board of India (Change in Conditions of Registration of Certain Intermediaries) (Amendment)Regulations, 2011 vide Notification No. LAD/NRO/GN/2011-12/03/12650. (z)August 17, 2011 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2011 vide Notification No. LAD-NRO/GN/2011-12/19/26273 (za) April 5, 2013 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2013 vide Notification No. LAD-NRO/GN/2013-14/01/8129 (zb) September 27, 2013 by the Securities and Exchange ..... X X X X Extracts X X X X X X X X Extracts X X X X
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