Maintenance of Books of Accounts records, etc.

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... ely (a) copy of its financial statements as on the end of each accounting period; (b) a copy of the auditor s report on its accounts for each accounting period; (c) a copy of the agreement entered into with each client, if applicable; (d) information supplied by each of the clients, if applicable; (e) correspondence with each client; (f) ESG ratings assigned to various issuers or securities includ .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X