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TMI BlogCompanies (Prospectus and Allotment of Securities) Second Amendment Rules, 2023X X X X Extracts X X X X X X X X Extracts X X X X ..... ation in the Official Gazette. 2. In the Companies (Prospectus and Allotment of Securities) Rules, 2014 (hereinafter referred to as the said rules) rule 9 shall be numbered as sub-rule (1) thereof, and after sub-rule (1) as so numbered, the following sub-rules shall be inserted, namely: - "(2) Every public company which issued share warrants prior to commencement of the Companies Act, 2013 (18 of 2013) and not converted into shares shall, - (a) within a period of three months of the commencement of the Companies (Prospectus and Allotment of Securities) Second Amendment Rules, 2023 inform the Registrar about the details of such share warrants in Form PAS-7; and (b) within a period of six months of the commencement of the Companies (Pr ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 023, is not a small company as per audited financial statements for such financial year, shall, within eighteen months of closure of such financial year, comply with the provisions of this rule. (3) Every private company referred to in sub-rule (2) making any offer for issue of any securities or buyback of securities or issue of bonus shares or rights offer, after the date when it is required to comply with this rule, shall ensure that before making such offer, entire holding of securities of its promoters, directors, key managerial personnel has been dematerialised in accordance with the provisions of the Depositories Act, 1996 (22 of 1996) and regulations made thereunder. (4) Every holder of securities of the private company referred ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... p;…………………………………………… (iii) Number of shares against which share warrants issued: ……………………………......................... (iv) Details of persons to whom share warrants issued: …………………………………………………. Sl. No. Name of the person to whom share warrants issued Certificate number against which share warrants issued Distinctive number of shares against which share warrant issued Number of shares involved Declaration ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rect and complete and no information material to this form has been suppressed. I further certify that: 1. The records of share warrant have been properly prepared, signed by the required officers of the company and maintained and were found to be in order; 2. All the required attachments have been completely and legibly attached to this form. * To be digitally signed by Category of professional Chartered accountant (in whole-time practice) Cost accountant (in whole-time practice) Company secretary (in whole-time practice) * Whether associate or fellow: Associate __Fellow__ Membership number Certificate of practice number Note: Attention is drawn to provisions of sections 448 and 449 of the Companies Act, 2013 which provide for ..... X X X X Extracts X X X X X X X X Extracts X X X X
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