Association of persons regulated by the Board and their agents with certain persons

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..... ion and supervisory body for Investment Advisers and Research Analysts- IAASB/RAASB) Sir / Madam, Sub: Association of persons regulated by the Board and their agents with certain persons 1. Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024 , Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Fourth Amendment) Regulations, 2024 and Sec .....

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..... n permitted by the Board to make such a claim. The aforesaid provisions are not applicable in respect of an association through a specified digital platform . The person regulated by the Board (including recognised stock exchanges, clearing corporations and depositories) is required to ensure that any person associated with it or its agent does not engage in the activities mentioned in clauses (i) .....

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..... ecognition as specified digital platform are being specified separately, the persons regulated by the Board (including recognised stock exchanges, clearing corporations and depositories), and their agents are advised to terminate their existing contracts, if any, with persons engaged in the activities mentioned in clauses (i) or (ii) of paragraph 2 of this circular, within three months from the da .....

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