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Home Acts & Rules SEBI Act Securities and Exchange Board of India Act, 1992 Chapter VIA = PENALTIES AND ADJUDICATION Chapters List This

PENALTIES AND ADJUDICATION - Securities and Exchange Board of India Act, 1992

Chapter: VIA
PENALTIES AND ADJUDICATION
Section 15A : Penalty for failure to furnish information, return, etc
Section 15B : Penalty for failure by any person to enter into agreement with clients
Section 15C : Penalty for failure to redress investors’ grievances
Section 15D : Penalty for certain defaults in case of mutual funds
Section 15E : Penalty for failure to observe rules and regulations by an asset management company
Section 15EA : Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts.
Section 15EB : Penalty for default in case of investment adviser and research analyst
Section 15F : Penalty for default in case of stock brokers
Section 15G : Penalty for insider trading
Section 15H : Penalty for non-disclosure of acquisition of shares and takeovers
Section 15HA : Penalty for fraudulent and unfair trade practices
Section 15HAA : Penalty for alteration, destruction, etc., of records and failure to protect the electronic database of Board
Section 15HB : Penalty for contravention where no separate penalty has been provided
Section 15I : Power to adjudicate
Section 15J : Factors to be taken into account while adjudging quantum of penalty
Section 15JA : crediting sums realised by way of penalties to consolidated fund of india
Section 15JB : settlement of administrative and civil proceedings
 

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