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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter III = GENERAL OBLIGATIONS OF INTERMEDIARIES Chapters List This

GENERAL OBLIGATIONS OF INTERMEDIARIES - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Chapter: III
GENERAL OBLIGATIONS OF INTERMEDIARIES
Regulation 12 : General obligations
Regulation 13 : Redressal of investor grievances
Regulation 14 : Appointment of compliance officer
Regulation 15 : Investment advice
Regulation 16 : Code of conduct
 

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