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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - Securities and Exchange Board of India (Bankers to an Issue) Regulations, 1994
Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 12 : Maintenance of books of account, records and the documents
Regulation 13 : Furnishing of information to the Board
Regulation 14 : Agreement with bodies corporate
Regulation 15 : Board to be informed of any disciplinary action taken by the Reserve Bank
Regulation 16 : Code of conduct
Regulation 16A : Appointment of compliance officer
Regulation 16B : Grievance Redressal Mechanism
Regulation 16C : Investor Charter
 

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