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SEBI

Home Acts & Rules SEBI Regulation Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020 Chapter V = INSPECTION AND DISCIPLINARY PROCEEDINGS Chapters List This

INSPECTION AND DISCIPLINARY PROCEEDINGS - Securities And Exchange Board of India (Portfolio Managers) Regulations, 2020
Chapter: V
INSPECTION AND DISCIPLINARY PROCEEDINGS
Regulation 35 : Right of inspection by the Board
Regulation 36 : Notice before inspection
Regulation 37 : Obligations of Portfolio Manager on inspection
Regulation 38 : Submission of report to the Board
Regulation 39 : Action on inspection or investigation report
Regulation 40 : Appointment of Auditor
 

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