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SEBI

Home Acts & Rules SEBI Old-Provisions Securities and Exchange Board of India (Ombudsman) Regulations, 2003 Chapters List This

Securities and Exchange Board of India (Ombudsman) Regulations, 2003
Chapter: I
PRELIMINARY
Regulation 1 : SHORT TITLE AND COMMENCEMENT
Regulation 2 : Definitions
Chapter: II
ESTABLISHMENT OF OFFICE OF OMBUDSMAN
Regulation 3 : ESTABLISHMENT AND APPOINTMENT
Regulation 4 : LOCATION OF OFFICE
Regulation 5 : QUALIFICATION
Regulation 6 : DISQUALIFICATION
Regulation 7 : TENURE
Regulation 8 : REMUNERATION
Regulation 9 : STIPENDIARY OMBUDSMAN
Regulation 10 : TERRITORIAL JURISDICTION
Chapter: III
POWERS AND FUNCTIONS OF OMBUDSMAN
Regulation 11 : GENERAL
Regulation 12 : OTHER POWERS AND FUNCTIONS
Chapter: IV
PROCEDURE FOR REDRESSAL OF GRIEVANCE
Regulation 13 : GROUNDS OF COMPLAINT
Regulation 14 : PROCEDURE OF FILING COMPLAINT
Regulation 15 : POWER TO CALL FOR INFORMATION
Regulation 16 : SETTLEMENT BY MUTUAL AGREEMENT
Regulation 17 : AWARD ON ADJUDICATION
Regulation 18 : CORRECTION OF AWARD
Regulation 19 : EVIDENCE ACT NOT TO APPLY IN THE PROCEEDINGS BEFORE OMBUDSMAN
Regulation 20 : FINALITY OF AWARD AND CIRCUMSTANCES OF REVIEW
Regulation 21 : COST AND INTEREST
Chapter: V
IMPLEMENTATION OF THE AWARD
Regulation 22 : CONSEQUENCES OF NON-IMPLEMENTATION OF THE AWARD
Chapter: VI
DISPLAY OF THE PARTICULARS OF THE OMBUDSMAN
Regulation 23 : DISPLAY OF THE PARTICULARS OF THE OMBUDSMAN IN OFFICE PREMISES AND DOCUMENTS
Regulation 24 : REMOVAL OF DIFFICULTIES
SCHEDULE
SCHEDULE : FORM
 
 
 

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