Securities and Exchange Board of India (Issue And Listing Of Non-Convertible Redeemable Preference Shares) Regulations, 2013

Chapter: I
PRELIMINARY
Regulation 1	:	Short title and commencement
Regulation 2	:	Definitions
Regulation 3	:	Applicability
Chapter: II
ISSUE REQUIREMENTS FOR PUBLIC ISSUES
Regulation 4	:	General Conditions
Regulation 5	:	Disclosures in the offer document
Regulation 6	:	Filing of draft offer document
Regulation 7	:	Mode of Disclosure of Offer Document
Regulation 8	:	Advertisements for Public issues
Regulation 9	:	Abridged Prospectus and application forms
Regulation 10	:	Electronic Issuances
Regulation 11	:	Price Discovery through Book Building
Regulation 12	:	Redemption.
Regulation 13	:	Minimum subscription
Regulation 14	:	Underwriting
Regulation 15	:	Prohibitions of mis-statements in the offer document
Chapter: III
LISTING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES
Regulation 16	:	Mandatory listing
Regulation 16A	:	Listing Agreement
Regulation 16B	:	Omitted
Regulation 17	:	Conditions for listing of non-convertible redeemable preference shares issued on private placement basis
Regulation 18	:	Disclosures in respect of private placements of non-convertible redeemable preference shares
Regulation 19	:	Relaxation of strict enforcement of rule 19 of Securities Contracts (Regulation) Rules, 1957
Chapter: IV
CONDITIONS FOR CONTINUOUS LISTING AND TRADING OF NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES
Regulation 20	:	Continuous Listing Conditions
Regulation 21	:	Trading of non-convertible redeemable preference shares.
Chapter: V
OBLIGATIONS OF INTERMEDIARIES AND ISSUERS
Regulation 22	:	Obligations of the Issuer, Lead Merchant Banker, etc.
Chapter: VI
ISSUANCE AND LISTING OF NON-EQUITY REGULATORY CAPITAL INSTRUMENTS BY BANKS
Regulation 23	:	Applicability to other instruments.
Chapter: VI-A
POWER TO RELAX STRICT ENFORCEMENT OF THE REGULATIONS
Regulation 23A	:	Exemption from enforcement of the regulations in special cases
Chapter: VII
MISCELLANEOUS
Regulation 24	:	Inspection by the Board.
Regulation 25	:	Power to issue directions
Regulation 26	:	Power of the Board to issue general order or circular.
Regulation 27	:	Power to remove difficulty
SCHEDULE
SCHEDULE - 01	:	DISCLOSURES
SCHEDULE - 02	:	FORMAT FOR DUE DILIGENCE CERTIFICATE AT THE TIME OF FILING
SCHEDULE - 03	:	REGULATORY FEES