Regulation 57 - Intimation to stock exchanges - Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015

5 [ Intimation to stock exchanges 57. The listed entity shall submit a certificate to the stock exchange regarding status of payment of interest or dividend or repayment or redemption of principal of non-convertible securities, within one working day of it becoming due, in the manner and format as specified by the Board from time to time. ] ************** NOTES:- 1. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/42 dated 13-08-2021 2. Omitted vide Notification No. SEBI/LAD-NRO/GN/2021/42 dated 13-08-2021 before it was read as, (2) The listed entity shall provide an undertaking to the stock exchange(s) on annual basis stating that all documents and intimations required to be submitted to Debenture Trustees in terms of Trust Deed and Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008 have been complied with. 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 before it was read as, (1) The listed entity shall submit a certificate to the stock exchange within two days of the interest or principal or both becoming due that it has made timely payment of interests or principal obligations or both in respect of the non convertible debt securities. 4. Inserted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 5. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/131 dated 14-06-2023 w.e.f. 14-06-2023 before it was read as, 1 [Intimations/] Other submissions to stock exchange(s). 57. 3 [ (1) The listed entity shall submit a certificate to the stock exchange within one working day of the interest or dividend or principal becoming due regarding status of payment in case of nonconvertible securities. ] 2 [*****] (3) The listed entity shall forward to the stock exchange any other information in the manner and format as specified by the Board from time to time. 4 [ (4) The listed entity shall within five working days prior to the beginning of the quarter provide details for all the non-convertible securities for which interest/dividend/principal obligations shall be payable during the quarter. (5) The listed entity shall within seven working days from the end of the quarter provide: (a) a certificate confirming the payment of interest/dividend/principal obligations for nonconvertible securities which were due in that quarter; and (b) the details of all unpaid interest/dividend/principal obligations in relation to nonconvertible securities at the end of the quarter. ]