Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Investment Advisers) Regulations 2013 Chapters List Chapter II REGISTRATION OF INVESTMENT ADVISERS This
Forgot password New User/ Regiser ⇒ Register to get Live Demo
Regulation 5 - Furnishing of further information, clarification and personal representation - Securities and Exchange Board of India (Investment Advisers) Regulations 2013Extract Furnishing of further information, clarification and personal representation. 5. (1) The Board may require the applicant to furnish further information or clarification regarding matters relevant to investment advisory services for the purpose of consideration of the application filed under sub-regulation (2) of regulation 3. (2) The applicant or his authorised representative, if so required, shall appear before the Board for personal representation.
|