Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 Chapters List Chapter II REGISTRATION OF CREDIT RATING AGENCIES This
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Regulation 5A - Criteria for Fit and Proper Person) Regulations, 2004 - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999Extract 1 [Criteria for Fit and Proper Person) Regulations, 2004. 5A. For the purpose of determining whether an applicant or the credit rating agency is a fit and proper person the Board may take into account the criteria specified in Schedule II of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.] ************* NOTES:- 1 Substituted by the SEBI (Intermediaries) Regulations, 2008, w.e.f. 26.05.2008. Prior to its substitution, regulation 5A as inserted by the SEBI India (Criteria for Fit and Proper Person) Regulations, 2004, w.e.f. 10.03.2004, read as under: 5A. Applicability of Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004.─The provisions of the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 shall, as far as may be, apply to all applicants or the credit rating agencies under these regulations.
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