Home Acts & Rules SEBI Old-Provisions Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 Chapters List Chapter III GENERAL OBLIGATIONS AND RESPONSIBILITIES This
Forgot password New User/ Regiser ⇒ Register to get Live Demo
Regulation 23 - Disclosures to the Board - Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993Extract 23. Disclosures to the Board.─ A portfolio manager shall disclose to the Board as and when required the following information namely:- (i) particulars regarding the management of a portfolio; (ii) any change in the information or particulars previously furnished, which have a bearing on the certificate granted to him; (iii) the names of the clients whose portfolio he has managed; (iv) particulars relating to the capital adequacy requirement as specified in regulation 7.
|