Schedule - II (Part - J) - Miscellaneous - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018

PART - J MISCELLANEOUS (1) Internal manual for conflict resolution: The stock exchange/clearing corporation shall have an internal manual covering the management of conflicts between commercial and regulatory functions of the stock exchange/clearing corporation. The stock exchange/ clearing corporation shall put in place a policy for comprehensive training and awareness of its employees on the various conflicts of interests involved in the functioning of its regulatory departments. Further, the entire conflict management framework shall periodically be reviewed and be strengthened based on the observations of such review.