Home Acts & Rules SEBI Old-Provisions Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002 Chapters List Chapter II ENQUIRY PROCEEDINGS This
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Regulation 8 - Reply by intermediary - Securities And Exchange Board of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) Regulations, 2002Extract Reply by intermediary 8. The intermediary to whom the notice under regulation 6 has been issued 2 [ may ] submit 1 [ to the enquiry officer ] his written statement within the period specified in the notice along with documentary evidence, if any, in support thereof and shall also state whether he desires to be heard in person: Provided that the enquiry officer may, for sufficient reasons, 3 [ to be recorded in writing ] , extend the period to submit written statement. ********** 1. Inserted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty (Second Amendment) Regulations, 2003 w.e.f. 27.11.2003 2. Substituted for shall ibid 3. Inserted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty (Second Amendment) Regulations, 2005 w.e.f. 07.06.2005. *[As corrected vide so 1333(E) dated 21.08.2006
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