Schedule IV - Applicability of Chapter IVA - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999

1 [ FOURTH SCHEDULE [See regulation 28A] APPLICABILITY OF CHAPTER IVA S. No. Location of ESG Rating Provider Asset class in securities market Location of ESG Rating User Applicability of regulations 1. India Indian India Yes 2. India Indian Outside India No 3. India Global India Yes 4. Outside India Indian India Yes 5. Outside India Indian Outside India No 6. Outside India Global India No ] *************** NOTES:- 1. Inserted vide Notification No. SEBI/LAD-NRO/GN/2023/136 dated 03-07-2023