General obligation and Responsibilities u/r 17 to maintain proper books of account, records, etc as per SEBI (Stock Brokers) Regulations, 1992 - Execution Only Platforms - 1st day of September, 2023 date notified for provisions coming in force. - SEBI/LAD-NRO/GN/2023/133 - SEBI

SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 19th June, 2023 No. SEBI/LAD-NRO/GN/2023/133 . In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992) , the Board hereby appoints the 1st day of September, 2023, as the date on which the following provisions of the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 , shall come into force, namely:- (i) Sub-regulation (1A) of regulation 17 ; (ii) The row for Execution Only Platforms in the Table of sub-clause (1) of clause 3 of Part B of Schedule V ; (iii) The remark However, the requirement of Variable Networth shall not be applicable for Execution Only Platforms segment in Table 1 of Schedule VI ; (iv) The row for Execution Only Platforms in Table 2 of Schedule VI . BABITHA RAYUDU, Executive Director [ADVT.-III/4/Exty./206/2023-24]