Prevention of Unauthorised Trading by Stock Brokers

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..... lar No. CIR/HO/MIRSD/MIRSD2/CIR/P/2017/108 dated September 26, 2017 had prescribed guidelines for prevention of unauthorised trading by stock brokers and issued subsequent clarification vide CIR/HO/MIRSD/MIRSD2/CIR/P/2017/124 dated November 30, 2017. 2. SEBI has now received representations from BSE Brokers Forum and Association of National Exchanges Members of India, expressing difficulties fa .....

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..... e provisions of this circular in their Monthly Development Reports. 5. This circular is issued in exercise of the powers conferred by Section 11 (1) of Securities and Exchange Board of India Act, 1992 to protect the interest of investors in securities and to promote the development of, and to regulate, the securities market. Yours faithfully, Surabhi Gupta Deputy General M .....

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