Disclosure of Investor Complaints on websites of Stock Exchanges

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..... tember 03, 2009 on the captioned subject which inter alia prescribes the formats for disclosing the details of complaints lodged by clients/investors against stock brokers on the website of stock exchanges. The Report 1C prescribes the format for disclosure of redressal of complaints lodged by clients against stock brokers during the financial year. 2. In order to bring more transparency in t .....

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..... ved against stock broker) 3. The stock exchanges shall also disclose separately in a prominent manner (i) total number of complaints received against all the stock brokers of the Exchange, number of their active clients and its percentage and (ii) overall market redressal rate by dividing total number of complaints redressed with total number of complaints received against all stock brokers .....

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