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TMI BlogSMS and E-mail alerts to investors by stock exchangesX X X X Extracts X X X X X X X X Extracts X X X X ..... ed trading in their accounts. SEBI has taken steps in the past to address this issue. 2. As an additional measure, it has now been decided in consultation with the major stock exchanges and market participants that the stock exchanges shall send details of the transactions to the investors, by the end of trading day, through SMS and E-mail alerts. This would be subject to the following guidelin ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... umstances, the stock broker may, at the specific written request of a client, upload the same mobile number/E-mail address for more than one client provided such clients belong to one family. Family for this purpose would mean self, spouse, dependent children and dependent parents. C. Verification by the stock exchanges After uploading of details by the stock brokers, the stock exchanges ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ivered SMS/letters, etc., the stock exchanges shall inform the respective stock broker. F. Meeting out the expenses for providing SMS and E-mail alerts The stock exchanges may use the amount set aside from the listing fees for providing services to the investing public, as provided vide SEBI communication dated SE/10118 dated October 12, 1992, to meet the expenses for providing this facili ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... rly internal audit and inspections; and e. publicize widely the availability of this facility for the awareness of the investors. 4. This Circular is issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and ..... X X X X Extracts X X X X X X X X Extracts X X X X
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